This reader's manual is designed to help readers understand and use the ITIL 4 practice guides.
ITIL® 4 has been created to help organizations meet increasing demands from the current complex digital environment. This reader's manual is designed to help readers understand and use the ITIL 4 practice guides. It provides an overview of their structure, content and key concepts. It also explains how the practice guides support ITIL 4's qualification scheme and associated publications.
The Reader’s Manual addresses the changes made to some of the Practice Guides in 2023; where a section of content is only available in the updated practice guides, this will be indicated by footnotes to the section titles.
The ITIL 4 qualification scheme comprises the following certifications:
Designations of ITIL Practice Manager, ITIL Managing professional, ITIL Strategic Leader, and ITIL Master are awarded upon achievement of the qualifying certifications, as shown in Table 1.1 and Figure 1.1.
Designations
Required certifications and designations
ITIL Practice Manager
ITIL Managing Professional
ITIL Strategic Leader
The ITIL Specialist, Strategist, and Leader syllabuses are based on content from two sources:
The ITIL Practitioner and practice-based ITIL Specialist syllabuses are based on the respective practice guides (one practice guide per ITIL Practitioner and five practice guides per Practice-based ITIL Specialist module).
Definition: Practice
A set of organizational resources designed for performing work or accomplishing an objective. These resources are grouped into the four dimensions of service management.
Practices are important components of an organization’s SVS. They contribute to the service value chain activities and ensure that the organization achieves its goals.
ITIL Foundation provides a brief overview of every practice. Details of each practice are provided in the ITIL 4 practice guides. The other ITIL 4 publications describe how the practices can be applied in various contexts.
Each practice guide provides structured information about one ITIL practice. Practice guides may be complemented by supplementary publications such as templates and detailed descriptions of methods and techniques.
All ITIL 4 practice guides follow the same structure, featuring these main sections:
The remainder of this reader’s manual explains the key terms used in the practice guides and the assumptions that were made when the guides were designed and written. This information will help readers to navigate and use the practice guides.
It is important to remember that, although each practice guide helps organizations to build a sound foundation in that particular practice, the guidance it contains is not exhaustive; there are always opportunities for further nuance and innovation.
The general information section covers the following areas:
Each practice begins with a purpose statement. The purpose statement is a brief description of the role that the practice fills in an organization.
The purpose statement explains what may be derived from the practice, although the practical implementation of that practice may differ from what is described in ITIL 4, depending on the needs of the organization. Practices may be combined, split, or only partially implemented.
The purpose statement establishes the scope for the practice guide that follows, and the practice guide will cover all of the elements mentioned in the purpose statement.
The purpose statement is supplemented with additional descriptions of the practice. The purpose and description information align with the information that is presented in the ITIL Foundation, although additional detail may be provided in the practice guide. Table 2.1 provides some examples of purpose statements.
Practice | Purpose |
---|---|
Incident management | To minimize the negative impact of incidents by restoring normal service operation as quickly as possible. |
Problem management | To reduce the likelihood and impact of incidents by identifying actual and potential causes of incidents and by managing workarounds and known errors. |
Service level management | To set clear business-based targets for service levels, and to ensure that delivery of services is properly assessed, monitored, and managed against these targets. |
Each practice guide introduces key concepts that are specific to the practice being described, along with key terms and definitions. These terms and concepts are usually:
Some examples are provided in Table 2.2
Key concepts may differ in their nature and in the structure of their description. Definitions introduced in the ITIL Foundation and its associated glossary are not altered but may be amended, with further commentary, in the practice guides. Definitions introduced in the ITIL 4 Specialist and Strategist publications also match the definitions provided in the practice guides.
The scope section provides a list of activities and responsibilities that are included in the practice. It also provides a list of adjacent activities and responsibilities that are not included in the practice, with references to the practices where these activities are described.
The ITIL 4 scoping of the practices should not be treated as definitive. Organizations should adapt these recommendations, based on their scale, structures, competencies, and other factors. ITIL 4 practices may be merged or further split when institutionalized in the organization.
For example, some activities included in the scope of the change enablement practice are:
Examples of activities that are not included in the change enablement practice are listed in Table 2.3.
Activity | Practice guide |
---|---|
Costs control, financial evaluation of changes | Service financial management |
Management of projects | Project management |
Management of organizational change | Organizational change management |
Each practice guide includes a number of Practical success factors (PSFs).
Practical success factor |
A complex functional component of a practice that is required for the practice to fulfil its purpose. |
The word ‘complex’ in the definition does not refer to a high level of complexity. Rather, it indicates that a PSF is more than a task or activity; it includes elements from all four dimensions of service management. A PSF can also be defined as ‘a key sub-practice’. The nature of the activities and resources of PSFs within a practice may differ, but together they ensure that the practice is effective.
Key metrics (section 2.5 of every practice guide) and capability criteria (section 7 of the practice guides updated in 2023) are based on the practice success factors.
Table 2.4 gives some examples of PSFs for various practices.
Organizations need appropriate methods for determining the degree to which a practice is achieving its objectives, or how well the practice (or some part of it) is contributing to the SVS.
Each practice guide provides ways to measure the success of the practice through the use of key metrics.
Metric |
A measurement or calculation that is monitored or reported for management and improvement |
When using the practice metrics, consider the following points:
ITIL 4 provides sample key metrics (that may be used as indicators) and related measurement suggestions for each ITIL 4 practice. These are not prescriptive and should be adapted to each organization’s objectives and practice design.
Table 2.5 provides examples of key metrics for various practices. More details on key metrics can be found in the measurement and reporting practice guide.
This section covers the following areas:
Each practice guide which was not updated in 2023 includes details of the practice’s contribution to the service value chain, presented as a heatmap. This is based on the overview provided in ITIL 4 Foundation.
Although the most common contributions of the practice to the service value chain are described, the list is not exhaustive. The heatmap provided should not be treated as an implementation guideline but should be adapted to the architecture and SVS of each organization.
The practice guides updated in 2023 do not include this section. Instead, they have an extensive section on the practice’s contribution to the organization’s service value streams (see below).
Each practice guide includes processes and activities that may be necessary to fulfil the purpose of that practice. Some examples of processes for particular practices are given in Table 3.1.
Process
A set of interrelated or interacting activities that transform inputs into outputs. Processes define the sequence of actions and their dependencies.
Practice guides also include descriptions of procedures, which outline commonly recognized and recommended ways of performing processes.
The processes and procedures described in the practice guides highlight areas that organizations may find beneficial and may inspire an organization to redefine its own process and procedures. However, if adopted, they should always be adapted to the organization’s architecture, needs, and objectives.
Illustrative workflow maps are provided for some simple processes; 3 Figure 3.1 shows an example of a workflow map for the problem control process.
This section also includes a list of the inputs, activities, and outputs for each process. The change lifecycle management process is shown in Table 3.2 as an example.
In 2023, a new section has been added to the updated practice guides. It includes:
In most cases, the practice’s contribution is described for the following common service value streams:
Table 3.3 provides an example of service configuration management practice’s contribution to the service provider’s value streams.
Value stream
The role of service configuration information
Creation of a new or changed product or service
Service request fulfilment
Ongoing operation and maintenance
Continual improvement of products and services
This section describes the following areas:
The practice guides do not describe the practice management roles such as practice owner, practice lead, or practice coach. They focus instead on the specialist roles that are specific to each practice. The structure and naming of each role may differ from organization to organization, so any roles defined in ITIL should not be treated as mandatory, or even recommended. Remember, roles are not job titles. One person can take on multiple roles and one role can be assigned to multiple people.
Roles are described in the context of processes and activities. Each role is characterized with a competency profile based on the model shown in Table 4.1.
Competence code | Competency profile (activities and skills) |
---|---|
L | Leader. Decision-making, delegating, overseeing other activities, providing incentives and motivation, and evaluating outcomes |
A | Administrator. Assigning and prioritizing tasks, record-keeping, ongoing reporting, and initiating basic improvements |
C | Coordinator/Communicator. Coordinating multiple parties, maintaining communication between stakeholders, and running awareness campaigns |
M | Methods and techniques expert. Designing and implementing work techniques, documenting procedures, consulting on processes, work analysis, and continual improvement |
T | Technical expert. Providing technical (IT) expertise and conducting expertise- based assignments |
The competence profile for each role is formed of one or more competence codes shown in Table 4.1, arranged in order of importance. For example, ‘MC’ means ‘main competency: methods and techniques expert, secondary competency: coordinator/communicator’. Examples of competency profiles for various roles are provided in Table 4.2.
Activity | Responsible role(s) | Competency profile | Specific skills |
---|---|---|---|
Management of service level agreements | |||
Definition of customer requirements | Customer Relationship manager Service architect Service designer Service owner | CTA | Good knowledge of the service consumer’s business |
Good knowledge of the service provider’s portfolio
Good knowledge of the products, including their architecture and configuration
The practice guides may describe organizational models for the practices, if there are recognized, common solutions in the industry. However, these are only examples; each organization should design its structures and teams according to its own architecture and objectives. This also applies to the naming of teams. Some examples are given in Table 4.3.
Practice | Teams and structures |
---|---|
Incident management | Tiered versus flat team structures |
Problem management | A dedicated job position for the problem manager role |
Change enablement | Positioning of a change authority team |
The information and technology section covers the following areas:
In each practice guide, the information and technology section describes the key information used by the practice. The lists are not exhaustive, but include the most common inputs to the practice. Some examples are give in Table 5.1.
Each practice guide includes recommendations on automation and tooling. These recommendations are mapped to the process activities within each practice against the available means of automation, key functionality of the tools, and impact of the automation on practice effectiveness. ITIL 4 does not recommend specific tools nor describe the tools and functions attributed to specific vendors or solutions. Table 5.2 shows how automation solutions are used in the change lifecycle management process.
Change enablement planning and optimization process
Change enablement initiation
Analysing existing procedures, resource and role planning for processes and procedures, documenting and communicating formalized procedures
Low to medium, especially for pattern analysis and discovery
Change review and planning
Analysis and reporting tools
Remote collaboration; change data analysis
Medium to high, especially for high volumes of changes
Change model and procedure improvement initiation
Formal registration of the initiatives
Change model and procedure update communication
Communicating updates to the affected teams
Medium to high, especially when the organization is large and the number of updates high
In the practice guides updated in 2023, there is an additional Table 5.1 which summarizes the application of the automation tools in the practice. An example of this table from the Service Configuration Management Practice Guide is provided in Table 5.3 below.
Automation tools
Application in service configuration management
Workflow management and collaboration tools
Inventory and discovery tools
Gather and verify information about the CIs
Knowledge management tools
Classification and analysis tools
Analyse stakeholders requirements and CI data
Work planning and prioritization tools
Plan and track improvement initiatives
Analysis and reporting tools
Practice measurement and reporting
The partners and suppliers section covers the following areas:
Very few services are delivered using only an organization’s own resources. Most, if not all, depend on other services which are often provided by third parties. Relationships and dependencies introduced by supporting services are described in the practice guides for service design, architecture management, and supplier management.
It is important to ensure that dependencies on third parties do not limit practice performance. This section may include recommendations on agreements, information exchanges, system interfaces, responsibilities, and other solutions that can help to establish effective and beneficial relationships with partners and suppliers when certain components of a practice are outsourced.
This section is included in the practice guides where there are generally recognized, effective solutions specific to that practice.
Most practice guides outline the capabilities, roles, and resources that may be outsourced, with an explanation of the risks and benefits of outsourcing in each case. These recommendations aim to help organizations, but they will not be applicable in every situation. Sourcing decisions should take many internal and external factors into account; it is impossible to provide a universal solution.
In 2021, Axelos released the ITIL Maturity model 6 . One important feature of the model is the capability assessment of all 34 ITIL practices, based on their practice success factors. Although the full list of the capability criteria is only available to the Axelos Consulting Partner organizations, the updated practice guides include the capability criteria for the respective practices. Besides the capability criteria, section 7 of an updated practice guide includes a brief description of the capability levels, as defined in the ITIL Maturity Model, and recommendations on the practice self-assessment and development.
The ITIL maturity model defines the following capability levels applicable to any management practice:
For each practice, the ITIL maturity model defines criteria for every capability level from level 2 to level 5. These criteria can be used to assess the practice’s ability to fulfil its purpose and to contribute to the organization’s service value system.
Each criterion is mapped to one of the four dimensions of service management and to the supported capability level. The higher the capability level, the more comprehensive realization of the practice is expected. For example, criteria related to practice automation are typically defined at levels 3 or higher because effective automation is only possible if the practice is well-defined and organized.
An example of the capability criteria for service configuration management is shown in Table 7.1.
PSF | Criterion | Dimension | Capability level |
Ensuring that the organization has relevant configuration information about its products and services | Key users of the configuration information and their requirements are identified | Value streams and processes | 2 |
Information about product and service configuration is available when needed and meets user requirements | Information and technology | 2 | |
Procedures for requesting and obtaining configuration information are defined and communicated to relevant stakeholders | Value streams and processes | 3 | |
Responsibility for the management of configuration information is clearly defined | Value streams and processes | 3 | |
Configuration information covers relevant details about third-party services | Partners and suppliers | 3 | |
Configuration information is managed using an integrated information system | Information and technology | 4 | |
Configuration information is exchanged between the organization and its suppliers and partners, where needed | Partners and suppliers | 4 | |
The quality and availability of the configuration information is continually reviewed and improved | Value streams and processes | 5 |
The final section of the updated practice guides includes a table with practical recommendations for the practice success, mapped to the ITIL guiding principles. An example from the service level management practice guide is provided in Table 8.1.
Recommendation
Comments
Ensure clear ownership of all services
Regardless of the responsibility for the service components, there should be clear accountability for each service and its quality. Service owners should be known to the service provider’s teams and have sufficient authority to drive the service improvement
Include in SLAs what is important for the customers
SLAs are not a means of avoiding liability; they should be used for the communication and improvement of service quality. For this, they need to be focused on the service quality as perceived by the customers, not on technical measurables readily available for the service provider
Continual improvement of services is more important than SLAs
SLM is not about management of SLAs, it is about management of the service quality. The main focus of the practice should be on continual service improvement, and SLAs should be considered as a means to that end.
For user-facing services, consider experience management
Service value is subjective, and experience is an important aspect of continual service improvement. Consider including user experience in the SLAs, if that is what is important for the customers. But even if it’s not in the SLAs, capture the feedback, process it and use for continual improvement.
In the earlier versions of the practice guides, the final section includes a reminder of the seven guiding principles, with no further recommendations on their application.
PeopleCert International Ltd is grateful to everyone who has contributed to the development of the practice guides and this manual. These materials incorporate an unprecedented level of enthusiasm and feedback from across the ITIL community. We will continue develop these publications based on the ongoing feedback from the readers.
[1] Only in the practice guides versions before the 2023 update
[2] This is section 3.1 in the practice guides updated in 2023
[3] Simplified BPMN notation is used for these illustrations; see https://www.bpmnquickguide.com/ for details.
[4] This is section 3.2 in the practice guides updated in 2023
[5] Tables 5.1, only in the practice guides updated in 2023. [1] An overview of the ITIL Maturity Model: https://www.axelos.com/for-organizations/itil-maturity-model
[6] Only in the practice guides updated in 2023
[8] Only in the practice guides updated in 2023